The Fifth Desk · Evaluation

Act I · The Map

Literature · Novel in eleven parts · 20th c. · a Hanseatic grain house, four generations from 1835

Buddenbrooks

Thomas Mann · Buddenbrooks. Verfall einer Familie · a novel in eleven parts, begun in Italy in 1897 and published by S. Fischer, Berlin, in October 1901, in two volumes, when its author was twenty six · scored on Mann’s German, read from knowledge; no text in hand, German quoted only where its words are certain, with the desk’s own English beneath, and John E. Woods’s translation (1993) for sense

The Plate · a long line falling from upper left to lower right, ticked into eleven equal parts for the eleven parts of the novel; above it four horizontal strokes stepping down like a stair, each joined to the next by a short drop and each thinner than the one before, for the four generations; beneath the last and thinnest a short double rule, for the line the last son draws under his own name in the family book; a black dot at the head of the falling line for the housewarming of 1835

Mode

Family chronicle made a novel of ideas without leaving the chronicle: the decline of a merchant house told through its dated occasions, under an ironic narrator

Mythos

The fall of a house, the house of Atreus in a grain merchant’s register; the line of descent made an object in the family book; the inheritance that is a curse

Phase

From the housewarming of 1835 in the new house in the Mengstraße, through the Consul’s piety, Tony’s two marriages, Thomas’s rise to the senate and his long upkeep of a mask, to the sale of the house, Thomas’s death in the street and Hanno’s death of typhoid

Presentation

Prose narrative in the third person under an ironic narrator, in eleven parts, much of it in dialogue; the leitmotif carried from Wagner into prose; a school day told hour by hour and a death given as a medical account

Register

A level, ironic chronicle prose carrying many voices: the Low German of the city, the Consul’s French tags, Permaneder’s Bavarian, Sesemi Weichbrodt’s East Prussian vowels, schoolboy slang

Scale

Four generations of one family and one firm in a free city; marriage, money, credit and the grain trade; the senate, its elections and 1848; pietism and the pastors; Schopenhauer and Wagner; the body, its teeth and its sicknesses

Governing Proposition

A merchant family of an unnamed Baltic city, which is Lübeck, keeps its grain firm and its family book across four generations, from a housewarming dinner in 1835 to the death of its last son. The wager of the book is that a family, a class and a way of life decline at the very moment they refine, and that the refinement is the decline: the will that built the firm turns, in its heirs, into consciousness, nerves, music and death; and that a chronicle kept in the family’s own slow time can make a reader feel that time run down.

Nothing More Would Come

8.8 / 10
Tier IV · Canonical

Act II · The Essay

Movement I

Was ist das

The book opens at table, in October 1835, at the housewarming of the family’s new house in the Mengstraße, with a child reciting the catechism: “Was ist das”
“What is that.” The child is Tony, and the question is the book’s. In a few pages the whole family and its guests are placed: Johann Buddenbrook the elder; his son the Consul Jean; the children who will carry the story, Thomas, Christian, Antonie and Clara. It is the most crowded table in the book, and every later table is smaller.

Mann began the novel in Italy in 1897, at twenty two, and S. Fischer published it in Berlin in October 1901, in two volumes, when he was twenty six. Its subtitle is its plot, Verfall einer Familie, the decline of a family. The city is never named. It is Lübeck, and the families of Lübeck read the book as a portrait of themselves and took offence. The unit here is the novel in eleven parts as Mann published it in 1901, scored on his German; later editions carry no substantive revision.

The house has a family book with gilt edges, in which each generation enters its births, marriages and deaths, and in it the founder’s rule of conduct, that business be done only so “daß wir bei Nacht ruhig schlafen können”
“that we can sleep peacefully at night.” The book and the house are the novel’s two objects of descent. The one is written in by every generation; the other is bought at the start and sold, near the end, to the Hagenströms, whose new money has been rising beside the old name throughout.

Movement II

Tony’s two marriages

Tony’s one summer of being herself is at Travemünde, by the sea, with Morten Schwarzkopf. She marries Grünlich, of the golden whiskers, and the marriage fails at the cost of her dowry. Her second marriage, to the Bavarian Permaneder, ends when she flees Munich over a word he speaks in the night, in the sixth part. Each marriage is comedy, and each is a loss to the firm and the name; decades later she still repeats Morten’s phrases, the leitmotif carrying a life she did not live.

Tony is the book’s great comic figure, outraged, loyal and unchanging, and she is its most faithful servant of the family’s will to appear. The same law that makes her comic will make Hanno its victim. Around her the lesser relations are kept on a running joke, the Gerhardt ladies and Clothilde’s appetite among them, and her brother Christian, with his afflictions and his hypochondria, a mind watching its own body, plays at times as farce.

The public world comes in through the house. In 1848 the revolution in the streets is dispersed by the Consul’s speech in Low German, and old Kröger dies of the chill he takes that night. The city’s senate, its elections, its grain trade, credit and dowries are the ground the family walks on. The Consul and his widow are pietists, the pastors come to dinner, and Clara marries one: the satire of them is broader than the book elsewhere allows itself.

Movement III

Ich werde leben!

Thomas takes the firm, which keeps its hundredth jubilee in the seventh part, and from then on his life is the upkeep of a mask. He dresses three times a day. Gerda’s Stradivarius brings music into the house. He tells Tony that the outward signs of a family’s rise appear only when the rise is already over, as the light of a star reaches us after the star is gone. The Pöppenrade harvest, bought on the stalk, is lost to hail.

In the ninth part the Consul’s widow dies, long, physically and without consolation, and the heirs quarrel over what she leaves; in time the house in the Mengstraße is sold to the Hagenströms. In the tenth Thomas reads Schopenhauer for one night and is transported for the only time in his life: “Ich werde leben!”
“I shall live!” Within days he has forgotten it. The revelation and its forgetting are both the book’s finding, and whether the night is a revelation or a symptom is a question it leaves open.

Thomas dies after a botched tooth extraction, falling face down in the slush of a winter street, his good gloves soiled. The mask outlasts the man. The scene is built to that single detail, and its sublime is the sublime of the absurd: the head of the house ended by a tooth, in the street, in the dress he kept up for the city’s sake.

Movement IV

Es käme nichts mehr

Hanno, Thomas’s son, is the last. As a small boy he finds the family book and draws a double line under his own name, and when he is caught he says only: “Ich glaubte … es käme nichts mehr”
“I thought … nothing more would come.” The line of descent, made an object at the start, is closed by the hand of its last entry. The teeth that rot down the line rot in him, and the blue shadows gather under his eyes.

His gift is music, and it is both his gift and his death. At the piano he improvises on a single motif, worked to ecstasy and exhaustion; the will that built the firm has become, in him, nerves and sound. His friendship with Kai stands beside it, and what it means is a question a hundred and twenty five years of reading have kept open.

In the eleventh part a single day of Hanno’s at school is told hour by hour, a satire of the school broad enough to sting and a narrowing of the book to one boy’s day. The form has shrunk as the family has: from the table of 1835, to Thomas’s mind, to this. The chronicle kept in the family’s own time has run that time down, and the reader has felt it go.

Movement V

Es ist so!

Hanno’s death is not shown. The narrative turns aside into a chapter of clinical prose: “Mit dem Typhus ist es folgendermaßen bestellt”
“With typhoid fever, matters proceed as follows.” The last Buddenbrook becomes a case. It is the book’s coldest page and its largest departure from the chronicle it inherits, and it removes the death from the scene so that the reader learns of it as a disease is learned of.

The close is a few women in Gerda’s drawing room: the household of 1835 reduced to them. Among them Sesemi Weichbrodt, whose refrain has run through the book, speaks it once more: “Es ist so!”
“It is so!” Tony survives with her faith in the family whole. Whether she is the one Buddenbrook who wins, and whether the narrator’s irony saves the family or condemns it, the book does not say.

The Nobel Prize of 1929 was given to Mann “principally for his great novel, Buddenbrooks”. The book has been in print without a break since 1901, translated into most of the world’s written languages and into English by H. T. Lowe-Porter in 1924 and by John E. Woods in 1993; it is a set text in German schools, and the house in the Mengstraße is a museum under its name. Its leitmotif method went into The Magic Mountain, where the larger turn was made.

Act III · The Twelve

1The Inevitable (Ananke)

Length is not a cost; the question is whether the parts are required, and most are. The decline needs four generations to be shown as a decline rather than a misfortune, and its pace is the slow pace of a family’s time: dinners, christenings, funerals and entries in the family book. Tony’s two failed marriages, to Grünlich and to Permaneder, are required twice over, as comedy and as the firm’s losses, since each costs the family a dowry and its name. Against the figure: the middle of the book is generous with set pieces that repeat a point already made; the lesser relations, the Gerhardt ladies, the cousins at Tony’s table, Clothilde’s appetite, are kept on a running joke; Christian’s afflictions are returned to more often than the argument requires; and some of the business with Hagenström and the senate election could lose a third without loss. Necessity is high and not complete.

Score: 8.4 / 10

2The Unconcealment (Aletheia)

The disclosure can be stated and it holds: a family, a class and a way of life decline at the very moment they refine, and the refinement is the decline. Thomas sees it himself, telling Tony that the outward signs of a family’s rise appear only when the rise is already over, as the light of a star reaches us after the star is gone. The book uncovers the cost of duty performed as appearance: Thomas’s later life is the upkeep of a mask, dressing three times a day, and the mask outlasts the man. It uncovers what the founder’s rule in the family book cannot survive, that business be done only so “daß wir bei Nacht ruhig schlafen können”
“that we can sleep peacefully at night”. Held below the top because the thesis is partly the period’s, Schopenhauer, Nietzsche and the theory of degeneration, and the book sometimes illustrates it where Anna Karenina discovers.

Score: 8.9 / 10

3The Sublime (Hypsos)

Elevation here is mostly dreadful and ironic, and it rises often in the second half. The Consul’s widow’s death agony in the ninth part, long, physical and without consolation, is among the most terrible deathbeds in the novel’s literature. Thomas’s night with Schopenhauer in the tenth, the one moment of transport in his life, “Ich werde leben!”
“I shall live!”, is forgotten within days. Thomas’s own death, face down in the slush of a winter street after a botched tooth extraction, his good gloves soiled, is the sublime of the absurd; Hanno’s improvisations at the piano work a single motif to ecstasy and exhaustion. The warm heights are few and early: Travemünde, the sea and Morten Schwarzkopf, Tony’s one summer of being herself. Held below Anna Karenina’s 9.2 because the irony that is the book’s strength lowers its warm registers, and the first half rises rarely.

Score: 8.6 / 10

4The Archetypal Deep (Mythos)

Myth built, not evoked, and built from household goods. The family book with its gilt edges, in which each generation enters births, marriages and deaths, is the line of descent made an object; Hanno, a small boy, draws a double line under his own name, and says, when caught, “Ich glaubte … es käme nichts mehr”
“I thought … nothing more would come”. The house in the Mengstraße, bought at the start and sold to the Hagenströms near the end, is the house of Atreus in a grain merchant’s register. Teeth rot down the line; blue shadows gather under eyes; the music comes in with Gerda’s Stradivarius and kills. The pattern is the fall of a house, and it is load-bearing: every scene is a step on that one descent. Held below 8.9 because the myth has one direction only, and the realist surface and the period’s theory of degeneration keep it nearer a case history than a myth that opens more ways than one.

Score: 8.7 / 10

5The Swerve (Parekklisis)

The inheritance is the European realist and naturalist family novel: Zola’s Rougon-Macquart, the Goncourts, Fontane. The departures are real: an ironic narrator who is neither naturalist recorder nor moralist; the Wagnerian leitmotif carried into prose as a structural device; a philosophical interior, Schopenhauer, set inside the commercial chronicle; and the chapter on typhus, which removes Hanno’s death from the scene and gives it as a medical account, “Mit dem Typhus ist es folgendermaßen bestellt”
“With typhoid fever, matters proceed as follows”. The stake was real for a first novel of two volumes by an unknown, set in its author’s own town, which took offence. What holds it lowest of the twelve: the turn is within the form it inherits, not against it. The chronicle stays a chronicle, and the larger swerves of the decade and of Mann’s own career, The Magic Mountain among them, came after.

Score: 8.3 / 10

6The Living Form (Entelecheia)

Change the form and the knowledge goes. The chronicle, the slow and even tempo of a family’s dated occasions, is the instrument of the decline: because the book keeps the family’s own time, its dinners, its anniversaries, the hundredth jubilee of the firm in the seventh part, the reader feels the time running down with them. The narrative contracts from the crowded table of 1835 to the few women in Gerda’s drawing room at the end, and the focus narrows from a household to Thomas’s mind to Hanno’s single day at school in the eleventh part, told hour by hour: the form shrinks as the family does. The leitmotifs carry the inheritance itself, since a recurring trait is what a family is, and the typhus chapter’s turn to clinical prose makes the last Buddenbrook a case. Held off the top because for long stretches the form is a capacious container for episodes, not the knowledge itself.

Score: 8.8 / 10

7The Bottomless Well (Apeiron)

Evidence rather than promise: a hundred and twenty five years of reading have not exhausted it. Mann returned to it in his essays and lectures; Lukács read it as the type of the bourgeois novel at its turning; it is read and taught in Germany as the book of its class, and in comparative literature as the hinge between nineteenth century realism and Mann’s modernism. Its questions stay open: whether decline is loss or the price of art and consciousness, since Hanno’s music is both his gift and his death; whether Thomas’s Schopenhauer night is a revelation or a symptom; whether the irony saves the Buddenbrooks or condemns them; what Hanno’s friendship with Kai means; whether Tony, the comic figure, is the one Buddenbrook who wins, since she survives with her faith in the family whole. Held below the top because the central pattern is plain on first reading, and the depth is in the variations more than in the theme.

Score: 8.8 / 10

8Pressure on Tradition (Agon)

The field is the German novel of its century and, through it, the European. The intrinsic force is large: the book gave the German language a social novel of European rank, which German realism, Fontane apart, had not quite produced, and it made the family chronicle a novel of ideas without leaving the chronicle. Achieved reach is scored with intrinsic force: it made Mann, and the Nobel committee of 1929 named it as the reason for his prize; it became the type of the generational novel of decline, the book later family sagas are measured against; and its leitmotif method passed into Mann’s later work, where the larger reorganisation was made. What holds it here: its force is consummation more than redirection. It completed the nineteenth century family novel rather than changing how novels are made, and the claims of direct descent in other literatures are comparison, not proved acknowledgement.

Score: 8.6 / 10

9The Imperishable (Aphtharsia)

A hundred and twenty five years, on the step for seventy years to two centuries. Form: the text is whole, published complete in 1901 and carrying no substantive later revision; nothing is charged. Presence: in print without a break since 1901, translated into most of the world’s written languages, taught in German schools as a set text, and the house in the Mengstraße made a museum under the book’s name. Fabric: the Hanseatic grain trade, the customs union and the senate of a free city are history, and the book is read for what they pressed upon; it has outlived its conditions. Held at the floor of its step because outside the German language its presence is narrower than that of the first rank of the century’s novels, and its reputation abroad has rested partly on Mann’s later books.

Score: 9.0 / 10

10The Made (Techne)

Judged on Mann’s German, in its registers and its irony; the sound of every sentence is not argued here, and that limit is neither credited nor charged. The command is complete for a first novel and nearly so for any. The opening table of 1835, Tony reciting the catechism, “Was ist das”
“What is that” (first part), places the whole family and its guests in a few pages. Dialect is used as character, Permaneder’s Bavarian against the Low German of the city and the Consul’s French. The leitmotif is managed across forty years without becoming a tic: Grünlich’s golden whiskers, Sesemi’s refrain, Tony’s echo of Morten’s phrases decades later. Scene after scene is built to a single detail: Thomas’s soiled gloves, the Pöppenrade harvest bought on the stalk and lost to hail. The school chapter and the typhus chapter show a range of method few first novels possess. Charged: the narrator’s irony sometimes condescends, and the middle parts lean on comic repetition. Two tenths below The Great Gatsby’s 9.3, which is the more compressed.

Score: 9.1 / 10

11The Inner Law (Cosmos)

Take the two most distant elements: Tony’s comedy, the outraged name of Grünlich and her flight from Munich over Permaneder’s word in the night in the sixth part, and the typhus chapter’s cold account of a boy’s death. One law governs both: the family’s will to appear, to keep its name and its form, and what that will costs those who carry it. Tony is its comic servant and Hanno its victim, and both are measured by the family book. The range is wide and held: commercial chronicle; political scene, the revolution of 1848 dispersed by the Consul’s speech in Low German, and old Kröger dying of the chill; pietist satire; the philosophical night; school satire; the music. Charged: the satire of the pastors and of the school is broader than the book elsewhere allows itself, and Christian sometimes plays as farce in a book whose law is tragic irony.

Score: 8.9 / 10

12The Encompassed (Megethos)

Held, not listed. Consciousness: Thomas’s mask and his night, Hanno’s music, Christian’s hypochondria as a mind watching its own body. The family: four generations, marriages arranged for the firm, divorce, children, the quarrels over the inheritance after the Consul’s widow dies. Labour and commerce: the grain trade, credit, dowries, speculation, bankruptcy. The state: the free city’s senate, its elections, 1848, the city’s joining the customs union. History: the Hanseatic order giving way to the Hagenströms’ new money. The sacred: the pietism of the Consul and his widow, the pastors at table, Clara’s marriage to a pastor. Philosophy and art: Schopenhauer, Wagner. The natural order: the sea at Travemünde, teeth and digestion, typhoid. All of it bound by one law of decline. Held a step below the top because history and the state are ground more than agent, and the poor and the servants stand at the margin.

Score: 8.9 / 10

Act IV · The Reckoning

8.8 / 10 · Final Average

Placement: Tier IV · Canonical

Strongest Dimensions

The Made at 9.1 and The Imperishable at 9.0. A command of register, scene and leitmotif carried across forty years and eleven parts, from the catechism at the table of 1835 to the typhus chapter; and a survival of a hundred and twenty five years, in print without a break, taught as the book of its class and read for a world that has gone. Beside them The Unconcealment, The Inner Law and The Encompassed at 8.9: refinement shown as decline in particulars no theory supplied, one law binding Tony’s comedy to Hanno’s death, and a city’s commerce, faith and politics held in one family.

Limiting Dimension

The Swerve at 8.3: the leitmotif, the ironic narrator and the typhus chapter are real departures, but the chronicle stays a chronicle, and the book turns the realist family novel from inside it. Next above it, The Inevitable at 8.4, held by set pieces in the middle that repeat a point already made and by running jokes kept up longer than the argument needs. Then Pressure on Tradition and The Sublime at 8.6: a force of consummation more than redirection, and an irony that lowers the warm heights.

The Necessity Cap clears at 8.4 against a threshold of 7.5. The Coherence Floor clears with room: The Made at 9.1, The Inner Law at 8.9, The Living Form at 8.8, each against 7.0. The Epochal Gate is unmet: The Imperishable at 9.0, The Unconcealment at 8.9, The Archetypal Deep at 8.7 and Pressure on Tradition at 8.6 clear the bar of 8.5, but The Swerve at 8.3 falls short by two tenths. The Universal Minimum is met (the lowest of the eleven axes it covers is The Swerve at 8.3, against 7.5), and The Encompassed clears its own floor of 6.0 at 8.9. The aggregate stands below the summit in any case, and the unmet Epochal Gate would hold it there.

Basis · a reading from knowledge of Thomas Mann’s Buddenbrooks. Verfall einer Familie, a novel in eleven parts, published by S. Fischer, Berlin, in October 1901, in two volumes. The unit is the novel as Mann published it in 1901; later editions carry no substantive revision. Every axis is judged on Mann’s German. No text was in hand; nothing was measured on a text, and no quotation was checked against a file. German is quoted only where its words are certain, with the desk’s own English beneath, and cited by part where the part is known; everything else is paraphrased. The four generations, the eleven parts, the principal scenes and the leitmotifs are known closely; the sentences are not known word for word and are not quoted. The Nobel citation of 1929 is given in the words in which it is usually quoted. Translation · John E. Woods’s translation (Knopf, 1993) was used for sense, as the closer and more exact English. H. T. Lowe-Porter’s (1924) is named as context only and set aside where it smooths or errs. Neither is quoted, and nothing in either is charged or credited to the novel. Facts that could not be verified are not given, among them the number of chapters, the year of the last part’s action, the date and history of a one volume edition and its sales, the publisher’s request for cuts, a printed key to the Lübeck originals, Mann’s debt to the Scandinavian family novel, the film and television adaptations, and the direct descent of later family novels in other literatures.