The Fifth Desk · Evaluation

Act I · The Map

Literature · Book of fourteen stories with a preface · 20th c. · a village tavern and its counter, a dark street before an execution and two graves, a home village revisited, the Beijing streets, and a boat on the river at night to a country opera

Call to Arms

Lu Xun · 呐喊 (Nahan) · the author’s preface, dated 3 December 1922, and fourteen stories in Lu Xun’s order, from “A Madman’s Diary” (1918) to “Village Opera” · first published by the New Tide Society (新潮社), Beijing, August 1923; scored as the book has been read since 1930 and stands in the collected works, without “Mount Buzhou” · scored on Lu Xun’s Chinese, read from knowledge; no text in hand, Chinese quoted only where its words are certain, each quotation with a plain English rendering beneath, and the translation of Yang Xianyi and Gladys Yang, whose title the page uses, for sense

The Plate · the preface at the left as a closed box without windows, the sleepers lying in a row along its floor and one raised above them; from it the ground of the book, and on it the fourteen stories as uprights in Lu Xun’s order, their heights the weight each carries in the book and not its length; the first enclosed at its foot by a small box for its classical frame; the third with a grave at its foot and the crow flying off above it; the ninth, Ah Q, a block of nine close uprights for its nine chapters, the tallest, under a circle left open; the light pieces of 1922 short, and beside the last a boat on the river; beneath the whole a line, sparse dots at the left, closer dashes, and solid at the right, for the road that is made when many walk it

Mode

A book of short stories and a preface; satire, tragedy and memoir held under one examination of a society; the founding book of modern fiction in the Chinese vernacular

Mythos

Cannibalism as the law of a civilisation, the seer returned to the feast; a communion in reverse, the martyr’s blood eaten without faith; the crowd that comes to watch; Ah Q, the nobody who becomes a type

Phase

From the preface’s lantern slide and the iron house, through the madman’s diary of 1918, the tavern, the execution ground and the graves, the revolution of 1911 and the restoration of 1917, the return to the home village and Ah Q’s grand reunion with the executioner, to the light pieces of 1922 and a remembered night at a village opera

Presentation

Prose fiction in the vernacular (白话): a first-person diary set inside a preface in classical Chinese, a tale told by a tavern boy twenty years later, a story in four sections, a mock biography in nine chapters, monologues, sketches and memoirs; one preface in the author’s own voice

Register

Compressed, ironic and cold; a narrator who sees and cannot act, or acts too late; the pedant’s gravity aped for satire, the horror of the madman’s diary, farce, and at the close a gentle nostalgia; elevation punctured more often than permitted

Scale

Consciousness, the family and the clan, labour and poverty, the examination system and its ruin, the state and its revolutions, folk belief and cure, the village and the city, held in one examination of one society; the natural order and love thinly held

Governing Proposition

A preface tells of a lantern slide in which Chinese watch a Chinese beheaded, and of a house of iron without windows in which the sleepers will die without pain unless someone wakes them; fourteen stories follow, written for magazines from 1918 to 1922, in which a madman finds “eat people” written between the lines of his history and then finds that he has eaten too, a scholar’s ruin is laughed at over a tavern counter, a martyr’s blood is sold on a bun as a cure, and a nobody named Ah Q is beaten, consoles himself, and is executed by a revolution that changed nothing but the queue. The wager of the book is that a vernacular still being invented could carry fiction of the first rank, and that the short story could be the instrument of a nation’s examination of itself, with the examiner counted among the examined.

The Iron House

8.6 / 10
Tier IV · Canonical

Act II · The Essay

Movement I

The Iron House

The book opens in the author’s own voice. The preface, dated 3 December 1922, tells of a lantern slide seen in Sendai: Chinese watching a Chinese beheaded. Then it sets out a wager in an image. An iron house, “铁屋子”
(an iron house), “绝无窗户而万难破毁”
(without windows and all but indestructible), holds sleepers who will die in it. Is it right to wake them, when awake they can only die knowing it? The stories that follow are the cry that wakes them.

The preface is necessary to the book, for it states the wager the stories make, and it gives the book its two figures before any story has begun: the spectator, the crowd that comes to watch, and the one who wakes and cannot act. Whether its hope is held or performed is one of the questions the book has never closed.

The unit is the book as it has been read since 1930 and as it stands in the collected works of Lu Xun (周树人, Zhou Shuren, 1881 to 1936): the preface and fourteen stories in his order, composed from 1918 to 1922 for magazines and first gathered by the New Tide Society (新潮社) in Beijing in August 1923. The first edition carried a fifteenth piece, “Mount Buzhou” (不周山), which Lu Xun removed from later printings and placed, as “Mending Heaven” (补天), in Old Tales Retold (故事新编, 1936); it is named here and not scored. The title is rendered “Call to Arms” after Yang Xianyi and Gladys Yang; Julia Lovell renders it “Outcry”.

Movement II

Save the Children

“A Madman’s Diary” appeared in New Youth (新青年) in May 1918, the first story signed with the name Lu Xun, and it stands in the canon as the first modern short story in the vernacular. Its title is Gogol’s. A brief preface in classical Chinese (文言) introduces a diary in the vernacular: the diarist, it says, has recovered, and has gone to wait for an official post. Then the diary, and the terror of a man who sees the eyes of the village and of the dog turn on him.

He reads his history, the history of an order of “仁义道德”
(benevolence and righteousness), and finds between the lines two words, “吃人”
(eat people). The discovery turns inward, to his own household and to himself: he too may have eaten his sister’s flesh. Cannibalism is not laid over the story as an allusion; it is the story’s structure, the old figure of the sacrificial meal made the law of a civilisation. His last words are “救救孩子”
(save the children).

The form knows what neither register alone could say. The classical frame is the voice of the cured and of the order; the vernacular diary is the voice that saw; and the frame, by returning the seer to an official post, returns him to the feast. Whether he is cured or defeated, and whether the frame is irony or despair, has been argued for a century and remains open. The book’s first story is its height, and the measure the rest are set against.

Movement III

Probably Kong Yiji Is Indeed Dead

“Kong Yiji” is told by the boy who poured the wine at a village tavern, twenty years later and without much remorse. Kong Yiji is a ruined scholar, laughed at across the counter; he counts out his fennel beans and says “多乎哉?不多也”
(Much? Not much), mangled from the Analects; laughed at over a theft, he pleads “窃书不能算偷”
(stealing books cannot be counted as theft). His debt is chalked on the board. He comes for the last time on his hands, his legs broken, and the boy closes the tale: “大约孔乙己的确死了”
(probably Kong Yiji is indeed dead). The reader stands where the tavern stood, a spectator, and has laughed with the rest.

“Medicine” is built in four sections, from the dark street of an execution, where a crowd comes to watch, to a graveyard. A revolutionary’s blood is sold on a steamed bun as a cure for a consumptive boy, who dies anyway. At the close two mothers stand at two graves; on the revolutionary’s mound lies a wreath that no one can account for, and the crow will not answer the mother’s prayer but flies off. It is a communion in reverse, the martyr’s blood eaten without faith or knowledge, and the sign of resurrection offered and withheld.

The spectator of the Sendai slide returns throughout: the crowd at the execution in “Medicine”, the tavern’s laughter in “Kong Yiji”. “Tomorrow” carries the sacred as folk belief and cure into another mother’s house. Here the book’s inner law is plainest, the gaze of a people on its own victims and a narrator who sees and cannot act, or acts too late; and here its making is at its most compressed, a life told in a few pages through one telling detail after another.

Movement IV

The Grand Reunion

“The True Story of Ah Q” was serialised in the supplement of the Beijing Morning Post (晨报) from December 1921 to February 1922, in nine chapters, and it is by far the longest piece in the book. Its first chapter parodies the categories of the classical biography (传), searching for which kind this nobody deserves, and the narrator apes the pedant’s gravity throughout. Ah Q’s name is half foreign and half missing. He does day labour, and he is beaten; beaten, he says “儿子打老子”
(a son beating his father), and is content.

The revolution of 1911 changes the queue and nothing under it, and the revolution executes him. Asked to sign his confession, he cannot draw the circle round; paraded to his death, he sees in the crowd eyes he likens to a wolf’s. The last chapter is titled “大团圆”
(The Grand Reunion), the conventional happy ending of the old fiction, used for an execution. The mock biography turns a genre of honour into a record of humiliation, and the form is the satire.

Ah Q became a type, and the language took his name: Ah Q and 阿Q精神 are names for a habit of mind. Whether he is China, the peasant or the reader is still argued. The charge on the story is its middle: its chapters there run on satire’s momentum rather than its necessity, and his typicality is satire as much as myth. The book’s second height stands beside its first, and the two together carry its disclosure, a civilisation that feeds on its people and a people that consents.

Movement V

When Many Walk It

“My Old Home” stands before Ah Q in the order. The narrator returns to his old home, and the friend of his childhood, Runtu, now a poor man, greets him as “老爷”
(Master); a wall stands between them, and the narrator finds it in himself. The story closes on hope as a road: “其实地上本没有路,走的人多了,也便成了路”
(in fact there was no road on the earth; when many walk it, it becomes a road). The native soil fiction of the 1920s took its village from this story and from “Storm in a Teacup”, where the restoration of 1917 reaches a village through the queue.

Around the major stories stand lesser ones. “The Story of Hair” is a monologue on queues; “A Small Incident”, a rickshaw man and a moral anecdote that states its lesson; “The Double Fifth Festival”, an official who shelters in “差不多”
(much the same); “The White Light”, Chen Shicheng failing the examination for the sixteenth time and drowning after buried silver; “The Rabbits and the Cat” and “The Comedy of the Ducks”, slight Beijing sketches of 1922. The book is an assembly of four years’ work, and its order is mostly the order of writing; some of these could be taken away with little loss, and the close, “Village Opera”, a remembered night on a boat watching a play in the countryside, ends the book in a gentle nostalgia whose warmth obeys another law than the cannibal feast.

Lu Xun’s place since has been continuous and wide, and in part official: a state made him a saint and read him narrowly, and his place in the school syllabus has been argued over in this century. Mo Yan and Yu Hua name him as their source; Takeuchi Yoshimi built a reading of modernity on him. Among the desk’s pages Gogol’s The Overcoat, whose author gave the first story its title, stands at 8.8; Hemingway’s In Our Time, a first book of stories, and Sōseki’s Kokoro, the nearest East Asian modern book of the period, at 8.6; and the Dream of the Red Chamber, the summit of the tradition this book broke with, at 9.3.

Act III · The Twelve

1The Inevitable (Ananke)

The subtractive test finds things to take, and that is what holds this axis lowest of the twelve. The major stories resist it: “Kong Yiji” has nothing idle in a few pages, the boy waiter, the counter, the fennel beans and the debt chalked on the board each bearing weight to the last line; “Medicine” is built in four sections, each required, from the dark street of the execution to the grave; “A Madman’s Diary” needs both its classical frame and its vernacular diary. But the book is an assembly of four years’ magazine work, and it could lose “The Rabbits and the Cat”, “The Comedy of the Ducks” and “A Small Incident”, a moral anecdote that states its lesson, with little loss; “The Story of Hair” is a monologue on queues that “Storm in a Teacup” dramatises better. Necessity is high in the parts and lower in the whole.

Score: 7.8 / 10

2The Unconcealment (Aletheia)

The disclosure can be stated, and it holds. An order of “仁义道德”
(benevolence and righteousness) feeds on the people it governs, and the governed take part in the feeding. The madman reads his history and finds between the lines two words, “吃人”
(eat people), and then finds that he has eaten too. “Medicine” makes it literal. The second disclosure is the spectator, the crowd that comes to watch a Chinese die; the third is self-deception, Ah Q beaten and content. That 1911 changed the queue and nothing under it is disclosed in four stories. The thesis is enacted, not stated: the madman, the tavern boy and the narrator of “My Old Home” each find the fault in themselves. It falls short of the top only in that the disclosure is one condition seen from several sides, not a world.

Score: 8.9 / 10

3The Sublime (Hypsos)

Elevation here is cold, and the book more often punctures transport than permits it. It rises: the madman’s terror as the eyes of the village and the dog turn on him, and his last words, “救救孩子”
(save the children); the two mothers at two graves in “Medicine”, the wreath no one can account for, and the crow that will not answer the mother’s prayer but flies off; Kong Yiji coming for the last time to the tavern on his hands, his legs broken; in “My Old Home” the friend of childhood saying “老爷”
(Master), and a wall standing between them. What holds it here is frequency: the elevation thins in the middle and lighter pieces, and “Village Opera” closes the book on a gentle nostalgia rather than a height.

Score: 8.2 / 10

4The Archetypal Deep (Mythos)

Built, not evoked, in the two strongest stories. Cannibalism in “A Madman’s Diary” is not an allusion laid over the story but its structure: the madman’s discovery that he too may have eaten his sister’s flesh turns the old figure of the sacrificial meal into the law of a civilisation, and the frame, in which he has recovered and gone to wait for an official post, closes the circle by returning the seer to the feast. “Medicine” builds a communion in reverse: the martyr’s blood is eaten without faith or knowledge, and the sign of resurrection, the wreath and the crow, is offered and withheld. Ah Q is built into a type, a nobody with a name half foreign and half missing. Below the top because in the other stories the archetype is evoked rather than load-bearing, and Ah Q’s typicality is satire as much as myth.

Score: 8.6 / 10

5The Swerve (Parekklisis)

The inheritance was the classical language and the old fiction: the chapter novel (章回小说), the anecdote, the biography (传) of the dynastic histories. The turn was total: the first-person diary, the short story built on a single situation, the ironic narrator, drawn from Gogol, whose “Diary of a Madman” gives the first story its title, from Andreyev and Chekhov and the Japanese and Russian fiction Lu Xun had translated, and made in a vernacular still being invented. Ah Q’s first chapter parodies the categories of the classical biography, searching for the kind of 传 this nobody deserves. The stake was the preface’s wager, whether to wake the sleepers in an iron house they cannot leave. It is short of the top because the forms were borrowed whole: the departure, total within Chinese, was a transplant from abroad rather than an invention of form.

Score: 8.9 / 10

6The Living Form (Entelecheia)

In the major stories the form is the knowledge. “A Madman’s Diary” set in two languages says what no single register could: the classical frame is the voice of the cured and of the order, the vernacular diary the voice that saw, so the form itself enacts the madman’s reabsorption. In “Kong Yiji” the narrator is the boy who poured the wine and laughed with the customers, telling it twenty years later without much remorse, so that the reader stands where the tavern stood, a spectator. The mock biography of Ah Q, with its fussy chapter headings and a grand reunion that is a beheading, turns a genre of honour into a record of humiliation. What holds it here is the book as a whole: as a sequence it is an arrangement rather than a form, and the lighter pieces could be moved without the book knowing less.

Score: 8.6 / 10

7The Bottomless Well (Apeiron)

Evidence, not promise: a century of return in Chinese, and a large one abroad. The stories have been read as revolutionary documents, as national allegory (the madman stands at the centre of a much argued essay of 1986 by Fredric Jameson), as modernist irony, and as confessions of the intellectual’s own complicity, and each reading has been contested from the text. The questions stay open: whether the madman is cured or defeated, and whether the frame is irony or despair; whether Ah Q is China, the peasant or the reader; whether the narrators of “My Old Home” and “A Small Incident” are credited or judged; whether the preface’s hope is held or performed. Short pieces return more than their length suggests, because the irony is never resolved in one direction.

Score: 9.0 / 10

8Pressure on Tradition (Agon)

The field is Chinese literature of the twentieth century, and the intrinsic force is the reorganisation of it: the book showed that the vernacular could carry a literature of the first rank and that the short story could be the instrument of a nation’s examination of itself, and nearly every possibility of modern Chinese fiction, the satire of the village, the native soil story, the intellectual’s confession, the ironic narrator, is here in germ. Achieved reach is scored with intrinsic force: the native soil fiction of the 1920s took its village from “My Old Home” and “Storm in a Teacup”; Ah Q and 阿Q精神 entered the language as names for a habit of mind; Mo Yan and Yu Hua have named Lu Xun as the source they write against and from; in Japan Takeuchi Yoshimi built a reading of modernity on him, and Ōe Kenzaburō called him a master. The field is one language’s, which is why the figure stops at 9.1.

Score: 9.1 / 10

9The Imperishable (Aphtharsia)

Survival over a hundred and three years, which places the work in the span from seventy years to two centuries. The text survives whole, in the author’s final arrangement; the removal of “Mount Buzhou” was his own and costs nothing. Presence is continuous and very wide: read and taught in Chinese schools for most of a century, translated into many languages, staged and filmed, Ah Q above all. The presence is charged in part, and that charge holds it short of the widest figure: much of it has been official, the book carried by a state that made its author a saint and so read him narrowly, and his place in the school syllabus has been argued over in this century. The surface is fixed to a moment, the queue and the events of 1911 and 1917, but as setting, not as dependence; the condition outlives it.

Score: 9.1 / 10

10The Made (Techne)

Judged on Lu Xun’s Chinese. The command is of compression and irony: a story told in a few pages through one telling detail after another, Kong Yiji counting out his fennel beans and saying “多乎哉?不多也”
(Much? Not much), mangled from the Analects, and pleading “窃书不能算偷”
(stealing books cannot be counted as theft); the narrator of Ah Q aping the pedant’s gravity; the cold, exact close. The vernacular is new and made, mixing classical turns and Europeanised syntax, sometimes stiffly, and the mixture is part of the meaning in the madman’s diary. Against the top: “The Story of Hair” and “A Small Incident” are worked thinner, the Beijing sketches loosely, and Ah Q’s middle chapters run on satire’s momentum rather than its necessity.

Score: 8.8 / 10

11The Inner Law (Cosmos)

One law governs the major stories: the gaze of a people on its own victims, and a narrator who sees and cannot act, or acts too late. Take the two most distant elements, the classical frame of the madman’s diary and “Village Opera” at the close, a remembered night on a boat watching a play in the countryside. They obey the law loosely: the opera is another spectacle and another memory the narrator cannot return to, but its warmth is a different physics from the cannibal feast. The tones range from horror to farce, in “The Double Fifth Festival”, whose official shelters in “差不多”
(much the same), to idyll, and the light pieces of 1922 sit outside the law rather than bend it. Coherent across a wide range, but not across the whole of it.

Score: 8.4 / 10

12The Encompassed (Megethos)

Judged as a book of short stories. It holds consciousness, the madman’s and that of the narrator of “My Old Home”; the family and the clan, the elder brother and the mothers of “Medicine” and “Tomorrow”; labour and poverty, Runtu, Ah Q’s day labour, the rickshaw man; the examination system and its ruin, Kong Yiji, and Chen Shicheng in “The White Light”, failing for the sixteenth time and drowning after buried silver; the state and history, 1911, the queue, the restoration of 1917 in “Storm in a Teacup”, the revolution that executes Ah Q; the sacred as folk belief and cure; the village and the city. They are held in one examination of one society, not listed. What holds it here: the natural order and love are thinly held, and each order is seen through brief episodes.

Score: 8.3 / 10

Act IV · The Reckoning

8.6 / 10 · Final Average

Placement: Tier IV · Canonical

Strongest Dimensions

Pressure on Tradition and The Imperishable at 9.1, then The Bottomless Well at 9.0, and The Unconcealment and The Swerve at 8.9. The founding book of modern fiction in the Chinese vernacular, with nearly every later possibility of that fiction here in germ and a reach into the language itself; a century of continuous presence; a century of contested readings that none has closed; a disclosure of a civilisation that eats its people, enacted by narrators who find the fault in themselves; and a total turn from the classical language and the old fiction, at the stake the preface names.

Limiting Dimension

The Inevitable at 7.8: a book assembled from four years of magazine work, which could lose its light pieces with little loss, necessary in its parts more than in its whole. Next above it, The Sublime at 8.2, a cold elevation that thins in the middle and lighter pieces, and The Encompassed at 8.3, many orders held but each through brief episodes.

The Necessity Cap clears at 7.8 against a threshold of 7.5. The Coherence Floor clears with room: The Made at 8.8, The Living Form at 8.6, The Inner Law at 8.4, each against 7.0. The Epochal Gate is met on all five: Pressure on Tradition at 9.1, The Imperishable at 9.1, The Unconcealment at 8.9, The Swerve at 8.9 and The Archetypal Deep at 8.6 clear the bar of 8.5. The Universal Minimum is met: no axis falls below The Inevitable at 7.8, against 7.5, and The Encompassed, which is exempted, clears its own floor of 6.0 at 8.3. Every summit condition is met; the work is held below the summit by its aggregate alone: 8.6, from a sum of 103.7, in the band of Tier IV.

Basis · a reading from knowledge of Nahan (呐喊), Call to Arms, by Lu Xun (周树人, Zhou Shuren, 1881 to 1936), first published by the New Tide Society (新潮社), Beijing, in August 1923. It is scored as the book has been read since 1930 and as it stands in the collected works: the author’s preface (自序), dated 3 December 1922, and fourteen stories in his order: “A Madman’s Diary” (狂人日记), “Kong Yiji” (孔乙己), “Medicine” (药), “Tomorrow” (明天), “A Small Incident” (一件小事), “The Story of Hair” (头发的故事), “Storm in a Teacup” (风波), “My Old Home” (故乡), “The True Story of Ah Q” (阿Q正传), “The Double Fifth Festival” (端午节), “The White Light” (白光), “The Rabbits and the Cat” (兔和猫), “The Comedy of the Ducks” (鸭的喜剧) and “Village Opera” (社戏). The first edition’s fifteenth piece, “Mount Buzhou” (不周山), removed by the author and placed as “Mending Heaven” (补天) in Old Tales Retold (1936), is named as context and not scored. Record · “A Madman’s Diary” appeared in New Youth (新青年) in May 1918; “The True Story of Ah Q” was serialised in the supplement of the Beijing Morning Post (晨报) from December 1921 to February 1922, in nine chapters. Every axis is judged on the Chinese, which is not in hand; nothing was measured on a text, and no quotation was checked against a file. Chinese is quoted only where its words are certain, in simplified characters, and beneath each quotation stands a plain English rendering in parentheses, made for this page and not taken from any published translation. The finer music of the prose, and the precise mixture of classical and vernacular, are judged less surely than the compression and irony of the major stories, and are neither credited nor charged beyond what the major stories show. Translation · Yang Xianyi and Gladys Yang (Foreign Languages Press), whose title the page uses, for sense, as the closest and longest standing; William Lyell, Diary of a Madman and Other Stories (1990), for the texture of the voice; Julia Lovell, The Real Story of Ah-Q and Other Tales of China (2009), who renders the title “Outcry”. None is quoted, and no translator’s shortfall is charged to the work. Facts that could not be verified are not given, among them the length of each story in characters and the proportion of dialogue. Citations are by story.