The Fifth Desk · Evaluation

Act I · The Map

Literature · Novella in five chapters · 20th c. · Munich and the Lido, one spring and summer before the war

Death in Venice

Thomas Mann · Der Tod in Venedig · a novella in five chapters · first published in Die neue Rundschau, October and November 1912; in book form in a limited Hyperion edition in 1912 and from S. Fischer in 1913 · scored on Mann’s German, read from knowledge; no text in hand, German quoted only where its words are certain, with the desk’s own English beneath, and David Luke’s translation (1988) for sense

The Plate · a base line ticked into five parts for the five chapters, the first two short and the last the longest; high above it a fine line runs level from end to end, for the composed voice of the telling; below it a heavy line, for Aschenbach, runs level through the opening chapters and then falls in a long curve to the base line at the end; five open rings of one size sit on the heavy line, one in the first chapter, two in the third and two in the last, for the guides who are one figure in many coats; a short spur branches from the heavy line in the third chapter and breaks off, for the departure that fails; at the end a black dot on the base line and a dotted line running on outward, for the boy at the water’s edge pointing out to sea

Mode

German Novelle with a single turning point, built on a mythic substructure and told in the hero’s own classical manner, so that the style is judged with the man

Mythos

The Bacchae: a stranger god from the east, a man who refused him, a city that falls with him; Hermes the guide of souls in many coats; Charon unpaid; Hyacinthus and Narcissus; Socrates and Phaedrus under the plane tree

Phase

From the walk in Munich and the stranger at the cemetery chapel, through the life and works, the journey, the Lido, the failed departure and the summer of contemplation, to the cholera, the dream, the barber and the death on the beach

Presentation

Prose narrative in the third person, in five numbered chapters falling like the acts of a tragedy; dialogue very sparse; an essayistic second chapter; near-hexameter passages in the fourth; a narrator who steps back to judge in the fifth

Register

The long, balanced, ironic period that holds judgement and sympathy in one clause, ranging from the dry biography of the second chapter to the hymnic pastiche of the fourth and the clinical plainness of the cholera report

Scale

One man’s mind in one summer: the artist’s vocation and its ethic, eros, age and the body, death, the city as commerce and concealment, the sacred, and Europe in a year of threat

Governing Proposition

A famous writer, ennobled at fifty and admired for an art of discipline, leaves Munich on an impulse, comes to a hotel on the Lido, sees a Polish boy, and stays while the city hides its cholera, until he dies in a beach chair watching the boy at the water’s edge. The wager of the book is that a discipline of form and dignity built as a defence against the self does not master what it holds down but stores it, so that the refused god returns; that the city’s lie and the lover’s are one lie; and that a novella told in its hero’s own measured style can put that style on trial with the man.

The Composure of the Fall

8.8 / 10
Tier IV · Canonical

Act II · The Essay

Movement I

Gustav Aschenbach oder von Aschenbach

The book opens in an official cadence: “Gustav Aschenbach oder von Aschenbach, wie seit seinem fünfzigsten Geburtstag amtlich sein Name lautete …”
“Gustav Aschenbach, or von Aschenbach as he had officially been named since his fiftieth birthday …” Name, rank and date stand in one clause, in a year of threat to Europe. The style that will tell the whole story is the style of the man it tells.

He walks in Munich to the Northern Cemetery. At the mortuary chapel, among the stonemasons’ yards, a red-haired stranger stands, and the sight of him starts a longing to travel. The longing becomes a vision: a tropical swamp, and a crouching tiger’s eyes among the stems. The first of the guides has appeared, and the first image of the east from which the god will come.

Mann wrote the novella in 1911 and 1912, after his own stay at the Lido in May and June 1911. It appeared in Die neue Rundschau in October and November 1912, in a limited Hyperion edition the same year, and from S. Fischer in 1913. It is a short book in five numbered chapters, the first two the shortest and the last the longest, and the narration carries nearly all of it; dialogue is very sparse.

Movement II

Durchhalten

The second chapter steps out of the story to give Aschenbach’s life and works: an essayistic account of a writer praised for having overcome knowledge and pity, whose art is an art of discipline and whose motto is “Durchhalten”
“Hold out.” The height from which he will fall is measured here, and the fall needs it.

It is also where the book costs most. The chapter is told as an essay, and its form is a container more than an instrument; it could be shorter. What it gives the rest is the standard: the dignity, the endurance and the classical manner by which Aschenbach will be judged, and in which, by the novella’s design, he is narrated.

The inheritance is the German Novelle of the nineteenth century, with its turning point and its single incident, and Mann’s own Tonio Kröger (1903), which had set the artist against life. The turn is to tell the realist novella in the hero’s own high voice and to set a mythic structure beneath it, so that the voice is on trial with him. The stake was the subject and the self-portrait, published by a famous and respectable author in 1912.

Movement III

Tadzio

The journey goes first to an Adriatic island near Pola, and then by steamer to Venice. On the steamer a painted old fop is Aschenbach’s own future. At Venice an unlicensed gondolier rows him where he does not mean to go, in a gondola black as a coffin, and vanishes unpaid: a Charon, and another of the guides.

At the hotel on the Lido he sees Tadzio, a Polish boy in a sailor suit, among his family. The first sight is one of the book’s heights of beauty, and from it the summer is decided, though Aschenbach does not yet admit it. The leitmotif binds the guides together in physical detail, the red hair, the snub nose, the bared teeth, the straw hat, and never says they are one.

Then the hinge. He resolves to leave; his luggage is sent astray, and he returns across the lagoon with a joy he does not admit. Choice becomes fate at that turn. The five chapters fall like the acts of a tragedy, and this is the third act’s reversal: from here the god has him.

Movement IV

Ich liebe dich!

The fourth chapter is the summer of contemplation. The sun rises in passages raised toward hexameter, a hymnic pastiche the narrator half mocks, and Aschenbach watches the boy through the language of Plato’s Phaedrus: Socrates and the young man under the plane tree, reenacted on the Venetian shore. The book shows, against this apparatus, how much self-flattery the language of beauty and education can carry.

On the beach, in Tadzio’s presence, he writes a page and a half of prose. The art that had been a defence is now made from what it defended against, and the narrator lets the reader see both at once. The elevation of the chapter is real, and it is watched rather than undergone; the irony that costs it height is the book’s design.

At the end of the chapter Aschenbach whispers what he had not said even to himself: “Ich liebe dich!”
“I love you!” The three words are the whole turn of the contemplation, and they are spoken to no one who hears them.

Movement V

Eine respektvoll erschütterte Welt

The cholera has come, from the delta of the Ganges along the god’s road, and the city hides it for trade. A street singer comes, and his laugh is the plague’s. An English clerk tells Aschenbach the truth, and Aschenbach keeps it to himself so that the boy will stay. Then the dream of the stranger god, with flutes and torches and the herd of revellers, the book’s height of terror: the god he refused takes him, as in the Bacchae, and the city falls with him.

The barber paints him young, in the image of the old fop on the steamer. He eats overripe strawberries. In a square he speaks a monologue to Phaedrus, the scene under the plane tree turned to parody. The narrator, who has told everything in Aschenbach’s own manner, now steps back and judges in the moral tone Aschenbach had used of others. On the last day the boy stands on the sand bar at the water’s edge and points out to sea, and Aschenbach dies in a beach chair. The last sentence closes in the voice of the newspaper, on “eine respektvoll erschütterte Welt”
“a respectfully shaken world.”

The novella has been read and taught without a lapse in German and in many translations. Visconti made a film of it in 1971 and Britten his last opera in 1973, and Aschenbach passed into the common vocabulary of writing about art and eros. Mann conceived The Magic Mountain in 1912 as its comic counterpart; the novel stands beside it on this desk at 8.9.

Act III · The Twelve

1The Inevitable (Ananke)

The subtractive test finds almost nothing loose in the first, third and fifth chapters. Each death figure is required: the red-haired stranger at the Munich chapel who starts the journey, the painted old man on the steamer who is Aschenbach’s own future, the gondolier who rows him where he does not mean to go and vanishes, the singer whose laugh is the plague’s. Each answers the others, and the last chapter gathers them. The failed departure, the luggage sent astray, is the hinge on which choice becomes fate; it cannot go. The charge falls on the second chapter and parts of the fourth. The account of the works and of their ethic of endurance, the motto “Durchhalten”
“Hold out” (II), is needed in substance, since the fall is measured from that height, but it is told as an essay and could be shorter; and the Platonic set pieces run longer than the action requires.

Score: 8.8 / 10

2The Unconcealment (Aletheia)

The disclosure can be stated and it holds. A discipline of form and dignity, built as a defence against the self, does not master the forces it holds down; it stores them, and they return as the god it refused. The man whose art is praised for having overcome knowledge and pity ends painted by a barber in the image of the old fop he despised. A second disclosure runs beside the first and is social: Venice conceals its cholera for the sake of trade, and Aschenbach, told the truth by an English clerk, keeps it to himself so that the boy will stay. The city’s lie and the lover’s are one lie. The book also shows, against its own Platonic apparatus, how much self-flattery the language of beauty and education can carry. Held below the top because what is disclosed is a type, the artist, more than a whole human condition, as in Tolstoy’s The Death of Ivan Ilyich.

Score: 8.9 / 10

3The Sublime (Hypsos)

Elevation is frequent and of both kinds. Dread: the stranger at the chapel, the vision of a tropical swamp with a crouching tiger’s eyes, the gondola black as a coffin, and the dream of the stranger god in the fifth chapter, with its flutes, its torches and its herd of revellers, the book’s height of terror. Beauty: the first sight of Tadzio, the sunrise passages of the fourth chapter raised toward hexameter, and the boy on the sand bar at the end, pointing out to sea. The death is quiet and grand at once. What holds the axis below 9 is that much of the transport is mediated by irony. The hymnic passages are a pastiche the narrator half mocks, and the elevation is often watched rather than undergone. That is the design, and it costs some height.

Score: 8.7 / 10

4The Archetypal Deep (Mythos)

Myth here is built, not evoked. The structure of the Bacchae runs under the plot: a stranger god arrives from the east, a man who has refused him is taken, and the city falls with him; the cholera comes, the book says, from the delta of the Ganges, the god’s road. The death figures are one Hermes in many coats, the guide of souls, and the gondolier is a Charon who rows without licence and is not paid. Tadzio is drawn as Hyacinthus and Narcissus and at the last as the beckoning guide. Socrates and Phaedrus under the plane tree are reenacted and then parodied in the square. The particular stays particular: a Polish boy in a sailor suit, a hotel, a barber, strawberries. The allusion can feel applied, a scholar’s apparatus, but the archetype bears the load: remove the Dionysian pattern and the plot no longer moves.

Score: 9.0 / 10

5The Swerve (Parekklisis)

The inheritance is the German Novelle of the nineteenth century, with its turning point and its single incident, and Mann’s own Tonio Kröger (1903), which had set the artist against life. The turn is to fuse the realist novella with a mythic substructure and to tell it in a high classical voice that is the hero’s own manner, so that the style is put on trial with the man. The stake was considerable: a famous and respectable author in 1912 publishing a novella of an old man’s passion for a boy, with the self-portrait plain. The case against is formal conservatism. Kafka’s The Metamorphosis, written the same autumn, broke the Novelle open; Mann kept its shape and its periods intact and put the risk in the subject and the irony. The turn is real and its cost was paid, but it is not the largest swerve of its decade.

Score: 8.5 / 10

6The Living Form (Entelecheia)

Change the form and the book stops knowing what it knows. The narration is in Aschenbach’s own style, measured, dignified and classical, the style the second chapter praises; it is therefore the instrument of the fall as well as its record, and as he loses himself the prose keeps its composure, which is the horror. In the fifth chapter the narrator steps back and judges, in the moral tone Aschenbach himself had used of others, so that the form performs the doubleness of form the book discusses. The five chapters fall like the acts of a tragedy, with the turn in the third and the catastrophe in the fifth, and the leitmotifs bind them. A novel would explain; a lyric would not judge; the novella in this voice does both and lets each undercut the other. Held below 9 because the essay of the second chapter is container more than instrument.

Score: 8.9 / 10

7The Bottomless Well (Apeiron)

Evidence over promise. More than a century of return, across literary study, German studies, classics, psychoanalysis and queer criticism, has not exhausted it. The questions stay open and the text makes them: how far the narrator is Mann, Aschenbach or a third voice; whether the ending is punishment, release or apotheosis; whether the Platonic discourse is wisdom or alibi; whether Tadzio returns the gaze. The prose rewards return at the level of the period and the leitmotif, and first readers miss most of the echoes. Held below 9 because a book of this size, much of it turning on one antithesis, Apollo and Dionysus, form and abyss, yields somewhat less on each return than the largest novels, and some of its depth is the critical apparatus it invites.

Score: 8.9 / 10

8Pressure on Tradition (Agon)

The field is German prose fiction of the early twentieth century, beside Kafka, Rilke’s Malte and Musil. The intrinsic force: the book showed that a novella could carry Nietzsche’s Birth of Tragedy and Plato’s Phaedrus as working structure, and it fixed the modern type of the artist undone by beauty. Achieved reach is scored with intrinsic force: Visconti’s film (1971) and Britten’s last opera (1973) were both made from it; Aschenbach passed into the common vocabulary of writing about art and eros; and Mann’s own The Magic Mountain was conceived in 1912 as its comic counterpart, so that the major novel grew from it. The case against: it did not reorganise the form. Kafka redirected the shorter fiction of the century; Mann’s novella confirmed a high manner rather than opening a new one, and its influence on writers is diffuse and hard to name book by book.

Score: 8.6 / 10

9The Imperishable (Aphtharsia)

A survival of 114 years, in the step for seventy years to two centuries. Form: the text survives whole, as Mann published it, with nothing lost and no question of version; nothing is charged. Presence: continuous and very wide, read and taught in German and in many translations without a lapse, and kept present by the film, the opera and the association with Mahler that the film fixed. Fabric: the surface is fixed to a moment, Europe in the spring of an unnamed year before the war and a Lido hotel of the Belle Epoque, but as setting, not as a production era, and the book has outlived it. Held off the top of its step because its presence, though wide, is not of the widest kind, which belongs to the most read novels of the period.

Score: 9.1 / 10

10The Made (Techne)

Judged on Mann’s German. The command is of the long periodic sentence, balanced and ironic, which holds judgement and sympathy in one clause; of the leitmotif, carried in physical detail, the red hair, the snub nose, the bared teeth, the straw hat, across figures who are never said to be one; and of register, from the dry biography of the second chapter to the near-hexameters of the fourth and the clinical plainness of the cholera report. The first sentence sets name, rank and date in one official cadence: “Gustav Aschenbach oder von Aschenbach, wie seit seinem fünfzigsten Geburtstag amtlich sein Name lautete …”
“Gustav Aschenbach, or von Aschenbach as he had officially been named since his fiftieth birthday …” (I). The last closes in the voice of the newspaper, on “eine respektvoll erschütterte Welt”
“a respectfully shaken world” (V). Charged for passages mannered beyond their need, where the irony blunts the scene. The making bears the load.

Score: 9.1 / 10

11The Inner Law (Cosmos)

One law governs: what is refused returns in another form, and every element is double. Take the two most distant elements: the Munich cemetery of the first chapter, with its stonemasons’ yards and its Byzantine chapel, and the beach of the last, with the boy at the edge of the water. They obey the same law: each is a threshold where a guide appears and Aschenbach follows. The realism and the myth do not alternate; they are one surface read two ways, so that the barber is a barber and a priest of the god at once. The range is wider than it looks: essay, travelogue, comedy of hotel manners, Platonic dialogue, plague chronicle and dream. Held below 9 because the narrator’s moral turn in the fifth chapter has been read as a change of law rather than an application of it, and that reading has some purchase.

Score: 8.9 / 10

12The Encompassed (Megethos)

Judged as a novella, and not punished for its length beyond what it holds. Consciousness, fully, with the artist’s vocation and its ethic. Eros, age and the body, down to the cosmetics and the dyed hair. Death, as a guide and as a disease. The city, as commerce, tourism and official concealment, and Europe in a year of threat. The sacred, in the god’s return. Class and nation, lightly, in the Polish family, the hotel society and the English clerk. The natural order, in the sea, the sun and the swamp of the east. All of it is integrated through one consciousness. What holds the axis lowest of the twelve, below 8, is vantage and count: labour, the family across time and history as lived are present only as background, and one man’s mind in one summer holds the rest.

Score: 7.9 / 10

Act IV · The Reckoning

8.8 / 10 · Final Average

Placement: Tier IV · Canonical

Strongest Dimensions

The Imperishable and The Made at 9.1, with The Archetypal Deep at 9.0. A text whole and continuously present for over a century; a long, balanced German period that holds judgement and sympathy in one clause and carries the leitmotif across figures never said to be one; and the pattern of the <i>Bacchae</i> built under the plot so that it bears the load. Beside them The Unconcealment, The Living Form, The Bottomless Well and The Inner Law at 8.9, in which the hero’s own style tells his fall and keeps its composure while he loses his.

Limiting Dimension

The Encompassed at 7.9: one man’s mind in one summer, with labour, the family across time and history as lived present only as background. Next above it, The Swerve at 8.5, because the novella kept the inherited shape of the Novelle and put its risk in the subject and the irony, and Pressure on Tradition at 8.6, because it confirmed a high manner rather than opening a new one and its influence on writers is diffuse. The second chapter’s essay is charged on The Inevitable and on The Living Form.

The Necessity Cap clears at 8.8 against a threshold of 7.5. The Coherence Floor clears with room: The Made at 9.1, The Living Form at 8.9, The Inner Law at 8.9, each against 7.0. The Epochal Gate is met on all five: The Imperishable at 9.1, The Archetypal Deep at 9.0, The Unconcealment at 8.9, Pressure on Tradition at 8.6 and The Swerve at 8.5 reach the bar of 8.5, the last exactly at it. The Universal Minimum is met (the lowest of the eleven axes it covers is The Swerve at 8.5, against 7.5), and The Encompassed clears its own floor of 6.0 at 7.9. Every summit condition is met; the work is held below the summit by its aggregate alone.

Basis · a reading from knowledge of Thomas Mann’s Der Tod in Venedig, a novella in five chapters, written in 1911 and 1912 and first published in Die neue Rundschau in October and November 1912; in book form in a limited Hyperion edition in 1912 and from S. Fischer in 1913. The unit is the single novella as Mann published it; there is no version question. Every axis is judged on Mann’s German. No text was in hand; nothing was measured on a text, and no quotation was checked against a file. German is quoted only where its words are certain, with the desk’s own English beneath, and cited by chapter; everything else is paraphrased. The five chapters, their incidents, the recurring figures and the Greek apparatus are known closely; the German is known in its manner and in a few phrases, not by heart, and is described only so. Translation · David Luke’s translation (1988) was used for sense. H. T. Lowe-Porter’s (1928) and Michael Henry Heim’s (2004) are named as context only. None is quoted, and no translation’s shortfall is charged to the novella. Facts that could not be verified, among them an exact word count, are not given.