The Fifth Desk · Evaluation
Act I · The Map
Boris Pasternak · Доктор Живаго · a novel in two books and seventeen parts, the last of them the poems of its hero · written 1945 to 1955, first published in Italian translation in 1957, in Russian abroad in 1958 and in the Soviet Union in 1988 · scored on Pasternak’s Russian, read from knowledge, with Richard Pevear and Larissa Volokhonsky’s translation (2010) beside it for sense; no text in hand, and Russian quoted only from the poems, where its words are certain
Mode
Historical novel of private lives, written by a lyric poet, ending in its hero’s poems
Mythos
The Passion, read through Hamlet on the stage of history; Magdalene; St George and the dragon; providence working through accident
Phase
Twenty-six years, from a boy at his mother’s grave in 1903 to a death on a tram in 1929, with an epilogue in the war years of the 1940s
Presentation
Fiction; two books in seventeen parts, Part 16 an Epilogue and Part 17 “The Poems of Yuri Zhivago”, twenty-five poems from “Hamlet” to “The Garden of Gethsemane”
Register
From the long political talk of the partisan camp and the flat report of the Epilogue to the lyric prose of the Urals and Varykino, and the strict forms of the poems
Scale
Thirty years of Russian history, held in one man’s perception and in the lives that cross his
Governing Proposition
A doctor and poet, Yuri Zhivago, lives from his mother’s funeral in 1903 to his death on a tram in 1929, through 1905, the war of 1914, the two revolutions of 1917 and the Civil War; his life crosses by chance with the lives of the people he loves across the whole of Russia, above all with Lara’s; and the book ends not with his death but with the twenty-five poems he wrote, so that the prose turns out to have been the life they came from. The wager of the novel is that history made into a programme is the enemy of life, and that a person keeps faith with life not by resisting history but by attending to what it cannot administer: love, the work of the hands, the seasons, and a poem written at night.
Act II · The Essay
Movement I
The novel opens in 1903, with a boy at his mother’s grave. Yuri Zhivago’s father, too, dies, a suicide from a train, and Misha Gordon witnesses it. The book has begun as it will go on, with lives crossing by chance, and with a witness standing where the reader does not expect one.
Years later Yuri passes along Kamergersky Lane and sees a candle burning in a window, on the night Lara fires at Komarovsky. The candle will come back: it is written into a poem, and it stands at the end in the room where Yuri lies. “Свеча горела на столе, / Свеча горела.”
“A candle burned on the table, / a candle burned.” The refrain of “Winter Night” is where the street scene was going all along.
Pasternak wrote the novel from 1945 to 1955. Novy Mir refused it in 1956. It was first published in Giangiacomo Feltrinelli’s Italian translation, in Milan, in November 1957; the Russian text was first printed abroad in 1958, and in the Soviet Union it appeared only in 1988, in Novy Mir. It is built in two books and seventeen parts. The sixteenth is an Epilogue; the seventeenth is “The Poems of Yuri Zhivago”, twenty-five poems, and the poems are part of the work, scored with the prose.
Movement II
The history the book crosses is the history of Russia from 1905 to the end of the New Economic Policy: the war of 1914, February and October, the Civil War. Yuri is a doctor. He serves at the front, at Meliuzeevo, and his medicine goes with him through the book, to typhus Moscow and to the partisans.
In the street Yuri hears a decree read and is elated. The book gives the revolution’s first purity its due, and it gives its corruption without caricature: neither side is drawn as a cartoon. Around Yuri the talk goes on, among Gordon, Dudorov and Yuri, and states the book’s ideas at length; much of it could go.
Pasha Antipov becomes Strelnikov, the idealist made executioner. He is the book’s disclosure in a person: a man who wished to remake life and has stopped being able to see it. That history made into a programme is the enemy of life is a proposition the book states often. In Strelnikov it shows it, and the showing is worth more than the statement.
Movement III
The train goes east through the Urals, and the prose rises with the land. At Varykino there is the work of the hands, the planting and the wood. With the partisans comes the chronicle of the Civil War in the camp, the executions, Liberius’s harangues, the Kubarikha episode. This is the book’s middle, episodic, and the part a different shape would have served as well.
The ceiling of the prose is the winter at Varykino. The house is under snow. Lara and Katya are asleep. Yuri writes by lamplight, and the wolves gather on the ravine; in his poems they become the enemy at the door. Here the book’s two halves are seen in one act: the life is lived and the poem is made from it on the same night, and the reader will meet the poems at the end.
Strelnikov comes to Varykino, and his night there holds the one conversation in which he speaks as Pasha Antipov again. Then he shoots himself, and dies in the snow. The man who served history has found the life he gave up, too late to keep it.
Movement IV
In Moscow Yuri declines. The passivity that kept him out of history’s service has a cost, and the book does not hide it: his failure toward Tonya, his decline into dependency, the years passed over in summary. Through the book Evgraf, the half-brother, appears from nowhere to save him, a guardian the book never quite makes structural.
In 1929 Yuri dies on a tram. Lara comes to the coffin, and her lament over him is among the great laments of the novel. The candle stands in the room. The poem that the candle on Kamergersky Lane became is waiting for the reader at the end of the book, and the chance that set Yuri in the street on that night is now seen for what the book holds it to be, providence working through accident.
The Epilogue moves to the war years of the 1940s, and its story of Tanya the laundress restates by report what the novel has already shown. The flat report sits in a different key from the lyric centre. Then the book turns to its last part, and to its hero’s poems.
Movement V
“Гул затих. Я вышел на подмостки.”
“The noise is stilled. I come out on the stage.” The first of the twenty-five poems is “Hamlet”, and its actor on the stage of history prays that the cup pass from him: Hamlet becomes Christ in Gethsemane. The poem closes on a proverb, “Жизнь прожить не поле перейти”
“To live a life is not to cross a field”, and the proverb stands as the motto of the life the prose has told.
Then “Winter Night”, with its candle and the shadows of crossed arms and legs on the ceiling; “August”, in which the poet foresees his own funeral; the two Magdalene poems, which make Lara a Magdalene; and “A Fairy Tale”, St George and the dragon, in which the rescue of Lara becomes legend. The cycle closes with the Passion, and the last poem is “The Garden of Gethsemane”. Yuri’s life is read, at the end, as a sacrifice.
The book that ends in these poems was refused at home, published abroad, and given the Nobel Prize in 1958, which Pasternak was forced to decline; he was expelled from the Writers’ Union. Its publication abroad made the printing of forbidden Soviet books abroad a practice, and David Lean’s film of 1965 carried its story further than most novels go. The affair has passed. What the book argues survives it: that a life lost to history is kept in what it made.
Act III · The Twelve
The subtractive test finds a required spine and a great deal that could go. Required: the boy at his mother’s grave, his father’s suicide from the train that Misha Gordon witnesses, the candle in the window on Kamergersky Lane on the night Lara fires at Komarovsky, the front at Meliuzeevo, Varykino, the death on the tram, Lara at the coffin, and the poems, which are what the life was for. What holds the axis lowest of the twelve is what could go without the book losing a fact it needs: Liberius’s long harangues in the partisan camp, much of the talk among Gordon, Dudorov and Yuri, the Kubarikha episode, and a fair share of the Epilogue, whose story of Tanya the laundress restates by report what the novel has shown. Perhaps a sixth of the whole. The coincidences are not charged here; they are the book’s law.
Score: 7.7 / 10
The disclosure can be stated, and it holds: history made into a programme is the enemy of life, and a person keeps faith with life by attending to what history cannot administer, love, work with the hands, the seasons, a poem written at night. Strelnikov is the disclosure in a person: the idealist made executioner, the man who wished to remake life and has stopped seeing it, who shoots himself at Varykino after the one conversation in which he speaks as Pasha Antipov again. The book shows the revolution’s first purity and its corruption without caricature, and it shows what the private life costs too: Yuri’s passivity, his failure toward Tonya, his decline in Moscow. Held off the top because the disclosure is often stated in talk rather than shown, and the book’s idea of life is asserted against politics more than tested.
Score: 8.6 / 10
The book rises often, and its height is in nature and in the fusion of nature with feeling. The ceiling of the prose is the winter at Varykino: the house under snow, Lara and Katya asleep, Yuri writing by lamplight while the wolves gather on the ravine and become in his poems the enemy at the door. Others: the train east through the Urals, the spring thaw, the rowan in the snow that Yuri addresses as Lara, and Lara’s lament over his coffin, among the great laments of the novel. The poems rise more often than the prose: “Winter Night”, with its candle and the shadows of crossed arms and legs on the ceiling, “August”, where the poet foresees his own funeral, and the Passion poems that close the cycle. Held below the top because the prose between the summits is uneven, and the sublime is sometimes signalled by the narrator rather than earned by the scene.
Score: 8.7 / 10
Part built, part evoked. Built: the Christian frame bears the weight of the poems, where Hamlet on the stage of history becomes Christ in Gethsemane, the actor praying that the cup pass from him, and the cycle closes with the Passion, so that Yuri’s life is read as a sacrifice. The two Magdalene poems make Lara a Magdalene, and “A Fairy Tale”, on St George and the dragon, turns the rescue of Lara into legend. The candle is built: seen from the street, written into the poem, standing at the end in the room where Yuri lies. Evoked: Lara as Russia, a reading the book invites and leaves as atmosphere, and Evgraf, the half-brother who appears from nowhere to save Yuri, a guardian the book never quite makes structural. The archetype holds in the poems more fully than in the prose that leads to them, and the axis falls a tenth short of the gate.
Score: 8.4 / 10
The inheritance is the Russian novel of Tolstoy, the novel of history and private lives; against it in 1945 stood the Soviet novel of socialist realism, whose rules the book refuses at every point. Its hero is a doctor and poet who will not serve; the revolution is weighed and found wanting; the Gospel is the frame. The stake was the highest a novelist of the century placed. Pasternak gave the manuscript to Feltrinelli knowing what it could cost, and it cost him the Nobel Prize, which he was forced to decline, and his place in the Writers’ Union. The turn of form is real but smaller: a lyric poet’s novel built on coincidence and recurrence rather than causality, ending in its hero’s poems, a turn that looks back to the nineteenth century’s shape as much as forward. The stake is near the top; the departure of form is not, and the axis scores them together.
Score: 8.4 / 10
The form’s one great decision bears the weight: the novel ends in the poems, and the prose turns out to have been the life from which they came. Change that and the book stops knowing what it knows, that a life lost to history survives as art, that the winter at Varykino, the candle and the Moscow years become “Winter Night” and “August”. The second decision is the coincidental plot: lives cross by chance across the whole of Russia, and the form says what the book believes, that providence works through accident and history’s design is not the real one. Below that the form is often a container. The episodic middle could be arranged otherwise without loss, and the passing of years in Book Two is told in summary that another shape would have served as well. A book whose crown is formally necessary and whose body is in parts conventional.
Score: 8.3 / 10
The evidence is mixed and real. The book has drawn sustained re-examination for nearly seventy years: as a cause of the Cold War, as a religious novel, as a novel of the poet’s vocation, and since 2014 in the documentary history of its publication, Peter Finn and Petra Couvée’s The Zhivago Affair. Its poems are read and set on their own, and “Hamlet” and “Winter Night” are among the best known poems of the Russian century. It yields on return in the poems, in its network of recurring images, the candle, the rowan, the train, the snow, and in the questions it leaves open about Yuri’s passivity. The return is less rich in the prose itself, whose ideas are stated rather than buried, and much of what has been written about the book has been about the affair rather than the novel.
Score: 8.3 / 10
The field is the Russian novel of the twentieth century and, as the book entered the world, the European and American novel of the Cold War. The intrinsic force is moderate. It showed that the large novel of history could be written in Russian against the state’s account of that history, and that a lyric poet’s prose and a cycle of poems could carry it; but its method renewed the nineteenth-century form more than it reorganised possibility, and the more formative Russian prose of the century, Bulgakov’s, Platonov’s and later Solzhenitsyn’s, took other roads. Achieved reach is scored with intrinsic force: as an event the reach is very large. It made the publication of forbidden Soviet literature abroad a practice, opened the road tamizdat took, and stands behind the reception of Solzhenitsyn and Grossman in the West; David Lean’s film of 1965 carried it to an audience few novels reach. Reach as event outstrips reach as method.
Score: 8.3 / 10
Survival is weighed over sixty-nine years in print, on form, then presence, then fabric. Form: the text survives whole as Pasternak finished it. The thirty years of suppression in the Soviet Union are charged lightly, since the Russian text circulated abroad from 1958 and in samizdat, and was published at home in 1988. Presence: wide and continuous, in print in many languages since 1957, translated afresh into English twice, by Pevear and Volokhonsky in 2010 and by Marian Schwartz in 2011, and carried by Lean’s film and by later adaptations for television. Fabric: the Cold War cause that first carried it has passed, and the book is still read; its surface is not fixed to its moment. The figure sits at the top of the usual band for its span and a tenth below the widest, because much of its presence runs through the film and the affair rather than through the reading of the novel.
Score: 8.9 / 10
Judged on the original as far as translation lets it be seen; the sound of the Russian sentence and the metre of the poems lie beyond this reading and are neither credited nor charged. The command is uneven, and the unevenness shows across translations. At its height the prose is a poet’s: nature seen exactly and in motion, weather and season rendered as events, the winter at Varykino and the journey east. The poems are the work of a master in full command, short lyrics in strict forms whose making bears weight. Against that: characterisation thin outside the three central people; many characters who speak in one voice, the author’s; years passed over in summary; coincidence the reader feels as the author’s hand at least as often as providence’s; dialogue that states ideas rather than dramatising them. The poems hold the axis where it stands; the prose alone would stand lower.
Score: 8.3 / 10
Take the two most distant elements: the chronicle of the Civil War in the partisan camp, with its executions and its political talk, and the twenty-five lyrics of Part 17, with their gardens, snow and Gospel. They obey one law, the law the book states and shows: life is a gift that comes by chance and is kept by attention, and history, which claims to govern it, does not. The coincidences obey that law. They are the book’s providence, and in a book that holds providence they are no breach. Where the law bends is in register: the satiric and political pages, the long conversations and the Epilogue’s flat report sit in a different key from the lyric centre, and the reader hears two instruments. The range is very wide, and the joint between its parts shows.
Score: 8.2 / 10
Held, not listed, across thirty years of Russian history in one life. Consciousness, in Yuri’s perception and his poems. The family: the Gromekos, Tonya and the children, the Antipovs, Lara’s daughter Katya and the lost daughter Tanya. Love, in three marriages or near-marriages. Work: medicine at the front, in typhus Moscow and with the partisans, and the work of the hands at Varykino, the planting and the wood. The state and history: 1905, the war of 1914, February and October, the Civil War, the New Economic Policy and its end. The sacred, in the Gospel frame and the poems. The natural order, everywhere. Art, as the end of the life. Yuri’s perception joins them. Held a step down because society beyond the central lives is drawn thinly, and the peasantry and the city are seen more than inhabited.
Score: 8.8 / 10
Act IV · The Reckoning
8.4 / 10 · Final Average
Placement: Tier IV · Canonical
Strongest Dimensions
The Imperishable at 8.9, then The Encompassed at 8.8 and The Sublime at 8.7. Sixty-nine years of continuous presence in many languages after thirty years of suppression at home; thirty years of Russian history held in one man’s perception; and a height reached often, in the winter at Varykino and in the poems that close the book.
Limiting Dimension
The Inevitable at 7.7, held by what could go without loss: Liberius’s harangues, much of the talk among Gordon, Dudorov and Yuri, the Kubarikha episode and a fair share of the Epilogue, perhaps a sixth of the whole. Next above it, The Inner Law at 8.2: one law of life kept by attention, held across the partisan camp and the poems, with the joint in register between the political pages and the lyric centre showing.
The Necessity Cap clears at 7.7 against a threshold of 7.5. The Coherence Floor clears with room: The Living Form at 8.3, The Made at 8.3, The Inner Law at 8.2, each against 7.0. The Epochal Gate is unmet: The Imperishable at 8.9 and The Unconcealment at 8.6 clear the bar of 8.5, but The Archetypal Deep at 8.4 and The Swerve at 8.4 each fall a tenth short, and Pressure on Tradition at 8.3 two tenths short. The Universal Minimum is met: of the eleven axes it covers, none falls below 7.7, against 7.5. The Encompassed, which it exempts, clears its own floor of 6.0 at 8.8. Four of the five summit conditions are met. The summit is withheld by the Epochal Gate and by the aggregate, 8.4 from a sum of 100.9, below the 9.0 that Tier V requires.
Basis · a reading from knowledge of Boris Pasternak’s Доктор Живаго, scored as one novel as published: two books in seventeen parts, the sixteenth an Epilogue and the seventeenth “Стихотворения Юрия Живаго” (“The Poems of Yuri Zhivago”), twenty-five poems from “Гамлет” (“Hamlet”) to “Гефсиманский сад” (“The Garden of Gethsemane”). The poems are part of the work and are scored with the prose. Pasternak wrote the novel from 1945 to 1955; Novy Mir refused it in 1956; it was first published in Giangiacomo Feltrinelli’s Italian translation, Milan, November 1957, the Russian text abroad in 1958, and in the Soviet Union in 1988, in Novy Mir. The work is complete, and nothing in it is assembled by other hands. The Nobel Prize of 1958, which Pasternak was forced to decline, and his expulsion from the Writers’ Union belong to the book’s reach and survival, not to its making. Every axis is judged on Pasternak’s Russian, which was not in hand; Russian is quoted only from the poems, in three places, where its words are certain, and the proverb that closes “Hamlet” is printed without the dash of the original. Translation · Richard Pevear and Larissa Volokhonsky’s (2010), read beside the Russian for sense, chosen because it keeps closer to the Russian syntax and its repetitions; Max Hayward and Manya Harari’s (1958) is the version through which the book entered English, smoother and freer; Marian Schwartz’s (2011) is named. No translation was in hand, and none is charged to the novel; the English set beneath each Russian quotation gives its sense in plain words and was not checked against any published text. The prose is not quoted; scenes are paraphrased. The sound of Pasternak’s prose and the metre of the poems are beyond this reading, and are neither credited nor charged. Facts that could not be verified, among them the length of the book, the critical and biographical studies of Pasternak, the novel’s place in Russian schools, and what its publication cost those close to its author after his death, are not given. Citations are by part.